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    SEC Filings

    Form S-11/A
    DITECH HOLDING CORP filed this Form S-11/A on 08/01/1997
    Document Outline
    Entire Document (1640.8 KB)
    Subdocument 1 - S-11/A - HANOVER CAPITAL MORTGAGE HOLDINGS, INC.
    Page 1 - SECURITIES AND EXCHANGE COMMISSION
    Page 2 - SECURITIES AND EXCHANGE COMMISSION. THESE SECURITIES MAY NOT BE SOLD NOR
    Page 3 - TABLE OF CONTENTS
    Page 4 - N/A
    Page 5 - PROSPECTUS SUMMARY
    Page 6 - THE COMPANY'S OPERATIONS
    Page 7 - COMPETITIVE ADVANTAGES
    Page 8 - STRUCTURE AND FORMATION TRANSACTIONS
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - N/A
    Page 12 - N/A
    Page 13 - DIVIDEND POLICY AND DISTRIBUTIONS
    Page 14 - THE OFFERING
    Page 15 - RISK FACTORS
    Page 16 - PRINCIPALS' CONFLICTS OF INTEREST
    Page 17 - IMMEDIATE AND SUBSTANTIAL DILUTION
    Page 18 - N/A
    Page 19 - RISKS RELATED TO OPERATIONS
    Page 20 - N/A
    Page 21 - N/A
    Page 22 - N/A
    Page 23 - N/A
    Page 24 - N/A
    Page 25 - FAILURE OF HCLP TO QUALIFY AS A PARTNERSHIP FOR FEDERAL INCOME TAX PURPOSES
    Page 26 - INVESTMENT COMPANY ACT RISK
    Page 27 - LEGISLATIVE AND REGULATORY RISK
    Page 28 - Section 544 of the Code, as modified by Section 856(h)(1)(B) of the Code, and
    Page 29 - USE OF PROCEEDS
    Page 30 - DIVIDEND REINVESTMENT PLAN
    Page 31 - DILUTION
    Page 32 - CAPITALIZATION
    Page 33 - N/A
    Page 34 - PRO FORMA CONSOLIDATING BALANCE SHEET
    Page 35 - SELECTED FINANCIAL DATA
    Page 36 - MANAGEMENT'S DISCUSSION AND ANALYSIS OF
    Page 37 - N/A
    Page 38 - N/A
    Page 39 - N/A
    Page 40 - N/A
    Page 41 - INFLATION
    Page 42 - N/A
    Page 43 - BUSINESS
    Page 44 - INVESTMENT PORTFOLIO
    Page 45 - N/A
    Page 46 - N/A
    Page 47 - N/A
    Page 48 - N/A
    Page 49 - ACCUMULATION PERIOD ACQUISITIONS
    Page 50 - DUE DILIGENCE OPERATIONS
    Page 51 - SECURITIZATION AND SALE PROCESS
    Page 52 - N/A
    Page 53 - N/A
    Page 54 - N/A
    Page 55 - RISK MANAGEMENT
    Page 56 - HEDGING
    Page 57 - N/A
    Page 58 - RELATIONSHIPS AMONG AFFILIATES
    Page 59 - COMPETITION
    Page 60 - FUTURE REVISIONS IN POLICIES AND STRATEGIES
    Page 61 - N/A
    Page 62 - HCHI
    Page 63 - MANAGEMENT
    Page 64 - N/A
    Page 65 - TERMS OF DIRECTORS AND OFFICERS
    Page 66 - COMPENSATION OF DIRECTORS
    Page 67 - BONUS INCENTIVE COMPENSATION PLAN
    Page 68 - 1997 STOCK OPTION PLAN
    Page 69 - N/A
    Page 70 - N/A
    Page 71 - STRUCTURE AND FORMATION TRANSACTIONS
    Page 72 - THE FORMATION OF HCHI AND HCLP
    Page 73 - N/A
    Page 74 - N/A
    Page 75 - N/A
    Page 76 - CERTAIN TRANSACTIONS
    Page 77 - MANAGEMENT
    Page 78 - TRANSFERABILITY OF INTERESTS
    Page 79 - FIDUCIARY DUTY
    Page 80 - DESCRIPTION OF SECURITIES
    Page 81 - PREFERRED STOCK
    Page 82 - REPURCHASE OF SHARES AND RESTRICTIONS ON TRANSFER
    Page 83 - N/A
    Page 84 - TRANSFER AGENT
    Page 85 - REGISTRATION RIGHTS
    Page 86 - AMENDMENT TO THE CHARTER
    Page 87 - LIMITATION OF LIABILITY AND INDEMNIFICATION
    Page 88 - FEDERAL INCOME TAX CONSIDERATIONS
    Page 89 - REQUIREMENTS FOR QUALIFICATION AS A REIT
    Page 90 - N/A
    Page 91 - N/A
    Page 92 - N/A
    Page 93 - RECORD KEEPING REQUIREMENTS
    Page 94 - TAX ASPECTS OF HCHI'S INVESTMENT IN HCLP
    Page 95 - N/A
    Page 96 - Section 704(b) of the Code and the Treasury Regulations promulgated thereunder.
    Page 97 - N/A
    Page 98 - Section 754 election).
    Page 99 - WITHHOLDING
    Page 100 - TAXATION OF TAX-EXEMPT STOCKHOLDERS
    Page 101 - INFORMATION REPORTING AND BACKUP WITHHOLDING
    Page 102 - PROPOSED TAX LEGISLATION
    Page 103 - N/A
    Page 104 - UNDERWRITING
    Page 105 - N/A
    Page 106 - LEGAL MATTERS
    Page 107 - GLOSSARY
    Page 108 - N/A
    Page 109 - N/A
    Page 110 - Section 512 of the Code.
    Page 111 - TABLE OF CONTENTS TO FINANCIAL STATEMENTS
    Page 112 - INDEPENDENT AUDITORS' REPORT
    Page 113 - BALANCE SHEET
    Page 114 - NOTE TO BALANCE SHEET
    Page 115 - INDEPENDENT AUDITORS' REPORT
    Page 116 - CONSOLIDATED BALANCE SHEETS
    Page 117 - CONSOLIDATED STATEMENTS OF OPERATIONS
    Page 118 - N/A
    Page 119 - CONSOLIDATED STATEMENTS OF CASH FLOWS
    Page 120 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
    Page 121 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 122 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 123 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 124 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 125 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 126 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 127 - TABLE OF CONTENTS
    Page 128 - ITEM 31. OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION
    Page 129 - ITEM 36.1 FINANCIAL STATEMENTS AND EXHIBITS
    Page 130 - EXHIBIT INDEX
    Page 131 - ITEM 37. UNDERTAKING
    Page 132 - SIGNATURES
    Page 133 - EXHIBIT INDEX
    Page 134 - N/A
    Subdocument 2 - EX-10.1 - AGREEMENT OF LIMITED PARTNERSHIP OF HCLP
    Page 1 - EXHIBIT 10.1
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Subdocument 3 - EX-10.2 - AMENDED AGREEMENT OF LIMITED PARTNERSHIP
    Page 1 - EXHIBIT 10.2
    Page 2 - TABLE OF CONTENTS
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - EXHIBITS
    Page 6 - Section 4.3.A.
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - Section 6.3, and the amount of any Partnership liabilities assumed by such
    Page 10 - N/A
    Page 11 - N/A
    Page 12 - Section 4.3.B.
    Page 13 - N/A
    Page 14 - Section 13.1.
    Page 15 - N/A
    Page 16 - N/A
    Page 17 - Section 856(i) of the Code.
    Page 18 - Section 11.2.C.
    Page 19 - N/A
    Page 20 - N/A
    Page 21 - Section 1445(f) of the Code nor a "foreign partner" within the meaning of
    Page 22 - N/A
    Page 23 - N/A
    Page 24 - Section 4.5.
    Page 25 - Section 13.2.
    Page 26 - N/A
    Page 27 - N/A
    Page 28 - Section 6.4, for income tax purposes each item of income, gain, loss and
    Page 29 - N/A
    Page 30 - N/A
    Page 31 - N/A
    Page 32 - N/A
    Page 33 - N/A
    Page 34 - Section 11.2 hereof shall be taken, and (iv) the General Partner shall not make
    Page 35 - N/A
    Page 36 - N/A
    Page 37 - Section 7.7; and actions taken or omitted by the Indemnitee with respect to an
    Page 38 - Section 7.8 or any provision hereof shall be prospective only and shall not in
    Page 39 - N/A
    Page 40 - Section 8.5, the General Partner may keep confidential from the Limited
    Page 41 - N/A
    Page 42 - Section 4.3.C hereof, the General Partner shall make such revisions to this
    Page 43 - Section 6223(c) of the Code, upon receipt of notice from the IRS of the
    Page 44 - N/A
    Page 45 - N/A
    Page 46 - Section 11.3.A; provided, however, that, notwithstanding any other provision of
    Page 47 - N/A
    Page 48 - Section 11.4, such transferee shall be considered an Assignee for purposes of
    Page 49 - Section 706(d) of the Code, solely for purposes of making such allocations, each
    Page 50 - Section 2.4 hereof and (ii) such other documents or instruments as may be
    Page 51 - Section 2.5 hereof;
    Page 52 - Section 13.2.A hereof which require liquidation of the assets of the
    Page 53 - Section 7.3, or otherwise pursuant to applicable law, are subject to the
    Page 54 - N/A
    Page 55 - Section 856(c)(2) of the Code) derived by the General
    Page 56 - N/A
    Page 57 - N/A
    Page 58 - EXHIBIT A
    Page 59 - EXHIBIT B
    Page 60 - EXHIBIT C
    Page 61 - N/A
    Page 62 - EXHIBIT D
    Page 63 - EXHIBIT E
    Subdocument 4 - EX-10.3 - FORM OF REGISTRATION RIGHTS AGREEMENT
    Page 1 - EXHIBIT 10.3
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Subdocument 5 - EX-10.4 - FORM OF SHAREHOLDERS' AGREEMENT OF HCP
    Page 1 - EXHIBIT 10.4
    Page 2 - AGREEMENT
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - Section 3(b) following the occurrence of an Option Event with respect to an
    Page 10 - N/A
    Page 11 - N/A
    Page 12 - Section 3 as a result of an Option Event with respect to such Common
    Page 13 - N/A
    Page 14 - Section 4(c) immediately above.
    Page 15 - N/A
    Page 16 - N/A
    Page 17 - N/A
    Page 18 - N/A
    Page 19 - N/A
    Page 20 - SCHEDULE 1
    Subdocument 6 - EX-10.5 - FORM OF AGREEMENT AND PLAN OF RECAPITALIZATION
    Page 1 - EXHIBIT 10.5
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - SCHEDULE 1
    Page 7 - SCHEDULE 2
    Subdocument 7 - EX-10.12 - STANDARD FORM OF OFFICE LEASE WITH IRWIN KAHN
    Page 1 - N/A
    Page 2 - SUBORDINATION
    Page 3 - N/A
    Page 4 - ACKNOWLEDGMENTS
    Page 5 - IMPORTANT -- PLEASE READ
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - N/A
    Page 12 - N/A
    Page 13 - N/A
    Page 14 - N/A
    Page 15 - N/A
    Page 16 - N/A
    Page 17 - N/A
    Page 18 - N/A
    Page 19 - N/A
    Page 20 - N/A
    Page 21 - N/A
    Page 22 - N/A
    Page 23 - N/A
    Page 24 - N/A
    Page 25 - N/A
    Page 26 - N/A
    Page 27 - N/A
    Page 28 - N/A
    Page 29 - N/A
    Page 30 - N/A
    Page 31 - N/A
    Page 32 - N/A
    Page 33 - N/A
    Page 34 - EXERCISE DATE TERMINATION DATE TERMINATION PAYMENT
    Page 35 - N/A
    Page 36 - N/A
    Page 37 - N/A
    Subdocument 8 - EX-10.13 - OFFICE LEASE AGREEMENT WITH METROPLEX
    Page 1 - TABLE OF CONTENTS
    Page 2 - EXHIBIT A DIAGRAM OF PREMISES 31
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - SECTION 1. Subject to the provisions of Section 3 of this Article,
    Page 6 - SECTION 2. In addition to the insurance required to be carried by
    Page 7 - SECTION 1. Tenant shall have the nonexclusive right to use, in
    Page 8 - SECTION 3. All repairs and replacements and all other property
    Page 9 - SECTION 2. Landlord hereby reserves the right, itself, to make or to
    Page 10 - SECTION 1. Tenant agrees to permit Landlord and the authorized
    Page 11 - SECTION 3. Notwithstanding the occurrence of any transaction
    Page 12 - SECTION 1. This Lease is made upon the express condition that Tenant
    Page 13 - SECTION 2. If the Building shall be damaged, but the damage is
    Page 14 - SECTION 2. Any termination of this Lease Agreement pursuant to the
    Page 15 - SECTION 1. If during the term of this Lease, (a) Tenant shall make
    Page 16 - SECTION 5. No expiration or termination of the Lease term pursuant
    Page 17 - SECTION 7. If this Lease shall terminate by reason of the
    Page 18 - SECTION 2. For the purposes of this Lease, "Normal Business Hours"
    Page 19 - -16-
    Page 20 - SECTION 3. (a) Tenant shall also pay, as additional rent, its
    Page 21 - SECTION 4. For and during each lease year of the term of this Lease
    Page 22 - SECTION 2. In the event that during the term of the Lease there
    Page 23 - SECTION 8. Tenant shall be responsible, at its cost and expense, for
    Page 24 - SECTION 1. Landlord covenants and agrees that it has and will have
    Page 25 - SECTION 3. Without in any manner limiting the generality of the
    Page 26 - SECTION 1. Tenant covenants that its rights under this Lease are now
    Page 27 - SECTION 5. If any act or omission of Landlord would give Tenant the
    Page 28 - SECTION 2. Tenant represents and warrants that its Standard
    Page 29 - SECTION 1. (a) As used in this Article 37, the term "Occupant" shall
    Page 30 - -27-
    Page 31 - SECTION 1. Landlord shall, at its expense, perform the work
    Page 32 - SECTION 3. Landlord may deliver the funds deposited hereunder by
    Page 33 - -30-
    Page 34 - EXHIBIT A
    Page 35 - EXHIBIT B
    Page 36 - -33-
    Page 37 - -34-
    Page 38 - EXHIBIT C
    Page 39 - EXHIBIT D
    Page 40 - EXHIBIT E
    Page 41 - Section 3 of this Article," are hereby deleted from Article 2, Section 1 of the
    Page 42 - -2-
    Page 43 - N/A
    Page 44 - N/A
    Subdocument 9 - EX-10.14 - INDENTURE DATED AS OF 28-JUNE-1993
    Page 1 - N/A
    Page 2 - N/A
    Page 3 - GUARANTY
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - LEASE AMENDMENT
    Page 10 - N/A
    Subdocument 10 - EX-10.15 - LEASE AGREEMENT WITH BONHOMME PLACE DATED 2/5/93
    Page 1 - EXHIBIT 10.15
    Page 2 - Section 5 shall survive the expiration of the Term. For any partial
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - N/A
    Page 12 - N/A
    Page 13 - N/A
    Page 14 - N/A
    Page 15 - EXHIBIT "A"
    Page 16 - EXHIBIT "B"
    Page 17 - N/A
    Page 18 - EXHIBIT C
    Page 19 - N/A
    Page 20 - EXHIBIT D
    Page 21 - N/A
    Page 22 - EXHIBIT "E"
    Page 23 - N/A
    Page 24 - N/A
    Page 25 - N/A
    Page 26 - N/A
    Page 27 - EXHIBIT A
    Page 28 - ADDENDUM TO LEASE
    Page 29 - N/A
    Page 30 - N/A
    Page 31 - SECTION 1.01. LEASE TERM. The term of the Lease is hereby extended
    Page 32 - SECTION 2.02. NOTICES. All notices to be delivered to Landlord under
    Subdocument 11 - EX-10.16 - LEASE AGREEMENT
    Page 1 - N/A
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - EXHIBIT "A"
    Page 7 - EXHIBIT "A"
    Page 8 - EXHIBIT "A"
    Page 9 - EXHIBIT "A"
    Page 10 - EXHIBIT "B"
    Subdocument 12 - EX-10.17 - AGREEMENT OF LEASE DATED 8-JANUARY-1997
    Page 1 - N/A
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - EXHIBIT B
    Page 8 - EXHIBIT C
    Page 9 - N/A
    Page 10 - N/A
    Subdocument 13 - EX-10.18 - REVOLVING CREDIT AGREEMENT DATED 10-DECEMBER-1996
    Page 1 - N/A
    Page 2 - EXHIBIT B attached hereto.
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - N/A
    Page 12 - N/A
    Page 13 - N/A
    Page 14 - N/A
    Page 15 - N/A
    Page 16 - N/A
    Page 17 - N/A
    Page 18 - N/A
    Page 19 - N/A
    Page 20 - N/A
    Page 21 - N/A
    Page 22 - N/A
    Page 23 - N/A
    Page 24 - N/A
    Page 25 - N/A
    Page 26 - N/A
    Page 27 - Section 10; if Equipment is or shall be affixed to any real estate, including
    Page 28 - N/A
    Page 29 - N/A
    Page 30 - N/A
    Page 31 - N/A
    Page 32 - N/A
    Page 33 - N/A
    Page 34 - N/A
    Page 35 - N/A
    Page 36 - NONE
    Page 37 - N/A
    Subdocument 14 - EX-10.19 - GUARANTY DATED DECEMBER 10, 1996 BY JOHN BURCHETT
    Page 1 - EXHIBIT 10.19
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Subdocument 15 - EX-10.20 - GUARANTY, DATED AS OF DECEMBER 10, 1996
    Page 1 - EXHIBIT 10.20
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Subdocument 16 - EX-10.21 - GUARANTY DATED AS OF DECEMBER 10, 1996
    Page 1 - EXHIBIT 10.21
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Subdocument 17 - EX-10.22 - GUARANTY, DATED AS OF DECEMBER 10, 1996
    Page 1 - EXHIBIT 10.22
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Subdocument 18 - EX-10.23 - GUARANTY, DATED AS OF DECEMBER 10, 1996
    Page 1 - EXHIBIT 10.23
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Subdocument 19 - EX-23.1 - CONSENT OF DELOITTE & TOUCHE LLP
    Page 1 - EXHIBIT 23.1

     

     

     

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