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    SEC Filings

    Form S-11/A
    DITECH HOLDING CORP filed this Form S-11/A on 08/26/1997
    Document Outline
    Entire Document (1081.6 KB)
    Subdocument 1 - S-11/A - HANOVER CAPITAL MORTGAGE
    Page 1 - SECURITIES AND EXCHANGE COMMISSION
    Page 2 - SECURITIES AND EXCHANGE COMMISSION. THESE SECURITIES MAY NOT BE SOLD NOR
    Page 3 - TABLE OF CONTENTS
    Page 4 - TABLE OF CONTENTS TO FINANCIAL
    Page 5 - PROSPECTUS SUMMARY
    Page 6 - THE COMPANY'S OPERATIONS
    Page 7 - COMPETITIVE ADVANTAGES
    Page 8 - STRUCTURE AND FORMATION TRANSACTIONS
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - N/A
    Page 12 - BENEFITS TO INSIDERS
    Page 13 - N/A
    Page 14 - THE OFFERING
    Page 15 - RISK FACTORS
    Page 16 - ABSENCE OF INDEPENDENT VALUATION FOR ALLOCATION OF EQUITY INTERESTS IN HCHI
    Page 17 - RECENT NEGATIVE TRENDS IN REVENUE AND INCOME
    Page 18 - DEFAULTS ON MORTGAGE ASSETS
    Page 19 - RISKS RELATED TO OPERATIONS
    Page 20 - N/A
    Page 21 - N/A
    Page 22 - N/A
    Page 23 - N/A
    Page 24 - N/A
    Page 25 - N/A
    Page 26 - MARKET CONSIDERATIONS
    Page 27 - LEGISLATIVE AND REGULATORY RISK
    Page 28 - Section 544 of the Code, as modified by Section 856(h)(1)(B) of the Code, and
    Page 29 - USE OF PROCEEDS
    Page 30 - DIVIDEND REINVESTMENT PLAN
    Page 31 - DILUTION
    Page 32 - CAPITALIZATION
    Page 33 - N/A
    Page 34 - N/A
    Page 35 - SELECTED FINANCIAL DATA
    Page 36 - MANAGEMENT'S DISCUSSION AND ANALYSIS OF
    Page 37 - N/A
    Page 38 - N/A
    Page 39 - N/A
    Page 40 - N/A
    Page 41 - INFLATION
    Page 42 - N/A
    Page 43 - BUSINESS
    Page 44 - INVESTMENT PORTFOLIO
    Page 45 - N/A
    Page 46 - N/A
    Page 47 - N/A
    Page 48 - N/A
    Page 49 - N/A
    Page 50 - N/A
    Page 51 - ACCUMULATION PERIOD ACQUISITIONS
    Page 52 - FINANCING
    Page 53 - SECURITIZATION AND SALE PROCESS
    Page 54 - N/A
    Page 55 - N/A
    Page 56 - RISK MANAGEMENT
    Page 57 - N/A
    Page 58 - HEDGING
    Page 59 - RELATIONSHIPS AMONG AFFILIATES
    Page 60 - REGULATION
    Page 61 - SERVICE MARKS
    Page 62 - N/A
    Page 63 - HCHI ORGANIZATIONAL CHART
    Page 64 - MANAGEMENT
    Page 65 - N/A
    Page 66 - TERMS OF DIRECTORS AND OFFICERS
    Page 67 - COMMITTEES OF THE BOARD
    Page 68 - EXECUTIVE COMPENSATION
    Page 69 - EMPLOYMENT AGREEMENTS
    Page 70 - 1997 STOCK OPTION PLAN
    Page 71 - N/A
    Page 72 - STRUCTURE AND FORMATION TRANSACTIONS
    Page 73 - THE FORMATION OF HCHI
    Page 74 - N/A
    Page 75 - N/A
    Page 76 - N/A
    Page 77 - N/A
    Page 78 - CERTAIN TRANSACTIONS
    Page 79 - DESCRIPTION OF SECURITIES
    Page 80 - PREFERRED STOCK
    Page 81 - REPURCHASE OF SHARES AND RESTRICTIONS ON TRANSFER
    Page 82 - N/A
    Page 83 - TRANSFER AGENT
    Page 84 - REGISTRATION RIGHTS
    Page 85 - AMENDMENT TO THE CHARTER
    Page 86 - LIMITATION OF LIABILITY AND INDEMNIFICATION
    Page 87 - FEDERAL INCOME TAX CONSIDERATIONS
    Page 88 - REQUIREMENTS FOR QUALIFICATION AS A REIT
    Page 89 - N/A
    Page 90 - N/A
    Page 91 - N/A
    Page 92 - RECORD KEEPING REQUIREMENTS
    Page 93 - TAXATION OF TAXABLE AFFILIATES
    Page 94 - N/A
    Page 95 - WITHHOLDING
    Page 96 - INFORMATION REPORTING AND BACKUP WITHHOLDING
    Page 97 - NEW TAX LEGISLATION
    Page 98 - ERISA INVESTORS
    Page 99 - UNDERWRITING
    Page 100 - N/A
    Page 101 - LEGAL MATTERS
    Page 102 - GLOSSARY
    Page 103 - N/A
    Page 104 - N/A
    Page 105 - Section 512 of the Code.
    Page 106 - TABLE OF CONTENTS TO FINANCIAL STATEMENTS
    Page 107 - INDEPENDENT AUDITORS' REPORT
    Page 108 - BALANCE SHEET
    Page 109 - BUSINESS DESCRIPTION
    Page 110 - INDEPENDENT AUDITORS' REPORT
    Page 111 - CONSOLIDATED BALANCE SHEETS
    Page 112 - CONSOLIDATED STATEMENTS OF OPERATIONS
    Page 113 - N/A
    Page 114 - CONSOLIDATED STATEMENTS OF CASH FLOWS
    Page 115 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
    Page 116 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 117 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 118 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 119 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 120 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 121 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 122 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS -- (CONTINUED)
    Page 123 - TABLE OF CONTENTS
    Page 124 - ITEM 31. OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION
    Page 125 - ITEM 36.L FINANCIAL STATEMENTS AND EXHIBITS
    Page 126 - EXHIBIT INDEX
    Page 127 - ITEM 37. UNDERTAKING
    Page 128 - SIGNATURES
    Subdocument 2 - EX-1.1 - FORM OF UNDERWRITING AGREEMENT
    Page 1 - EXHIBIT 1.1
    Page 2 - TABLE OF CONTENTS
    Page 3 - SECTION 3. ADDITIONAL COVENANTS OF COMPANY..................................................... 14
    Page 4 - SECTION 6. REIMBURSEMENT OF UNDERWRITERS' EXPENSES............................................. 22
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - SECTION 1. REPRESENTATIONS AND WARRANTIES OF THE COMPANY.
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - Item 901(c) of Regulation S-K of the Securities Act, nor a "limited
    Page 12 - N/A
    Page 13 - N/A
    Page 14 - N/A
    Page 15 - N/A
    Page 16 - SECTION 2. PURCHASE, SALE AND DELIVERY OF THE UNITS.
    Page 17 - N/A
    Page 18 - SECTION 3. ADDITIONAL COVENANTS OF COMPANY.
    Page 19 - N/A
    Page 20 - N/A
    Page 21 - N/A
    Page 22 - SECTION 4. PAYMENT OF EXPENSES. Whether or not the transactions
    Page 23 - SECTION 5. CONDITIONS OF THE OBLIGATIONS OF THE UNDERWRITERS. The
    Page 24 - N/A
    Page 25 - N/A
    Page 26 - Section 9 shall at all times be effective and shall survive such termination.
    Page 27 - SECTION 7. EFFECTIVENESS OF THIS AGREEMENT.
    Page 28 - N/A
    Page 29 - Section 8, notify the indemnifying party in writing of the commencement
    Page 30 - SECTION 9. CONTRIBUTION.
    Page 31 - Section 9 are several, and not joint, in proportion to their respective
    Page 32 - SECTION 11. TERMINATION OF THIS AGREEMENT. Prior to the First Closing
    Page 33 - SECTION 13. NOTICES. All communications hereunder shall be in writing
    Page 34 - SECTION 14. SUCCESSORS. This Agreement will inure to the benefit of and
    Page 35 - Section 9, and is fully informed regarding said provisions. Each of the parties
    Page 36 - N/A
    Page 37 - N/A
    Page 38 - CERTAIN FORMATION DOCUMENTS
    Page 39 - CERTAIN EXISTING INSTRUMENTS
    Page 40 - EXHIBIT A
    Page 41 - N/A
    Page 42 - N/A
    Page 43 - N/A
    Page 44 - N/A
    Page 45 - N/A
    Page 46 - EXHIBIT B
    Page 47 - N/A
    Subdocument 3 - EX-4.2 - FORM OF WARRANT AGREEMENT
    Page 1 - EXHIBIT 4.2
    Page 2 - TABLE OF CONTENTS
    Page 3 - Section 22. Successors............................................... 14
    Page 4 - Section 1. Appointment of Warrant Agent. The Company hereby appoints the
    Page 5 - Section 3. Date, Denomination and Execution of Warrant Certificates. The
    Page 6 - Section 5. Split-up, Combination and Exchange of Warrant Certificates.
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - Section 8. Adjustments of Exercise Price. (a) In the event the Company
    Page 10 - N/A
    Page 11 - Section 8, and all other provisions of this Agreement with respect to Common
    Page 12 - Section 10. Fractional Interests. The Company shall not be required to
    Page 13 - Section 14. Cancellation of Warrant Certificates. In the event the Company
    Page 14 - Section 17. Duties of Warrant Agent. The Warrant Agent undertakes the
    Page 15 - Section 18. Change of Warrant Agent. The Warrant Agent may resign and be
    Page 16 - Section 19. Issuance of New Warrant Certificates. Notwithstanding any of
    Page 17 - Section 21. Modification of Agreement. The Warrant Agent may, without the
    Page 18 - Section 26. Counterparts. This Agreement may be executed in any number of
    Page 19 - EXHIBIT A
    Page 20 - N/A
    Page 21 - N/A
    Page 22 - N/A
    Page 23 - N/A
    Page 24 - N/A
    Page 25 - N/A
    Subdocument 4 - EX-4.3 - REPRESENTATIVES WARRANT AGREEMENT
    Page 1 - EXHIBIT 4.3
    Page 2 - TABLE OF CONTENTS
    Page 3 - Section 22. Successors............................................... 14
    Page 4 - Section 1. Appointment of Warrant Agent. The Company hereby appoints the
    Page 5 - Section 3. Date, Denomination and Execution of Warrant Certificates. The
    Page 6 - Section 5. Split-up, Combination and Exchange of Warrant Certificates. A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - Section 8. Adjustments of Exercise Price. (a) In the event the Company
    Page 10 - N/A
    Page 11 - Section 8, and all other provisions of this Agreement with respect to Common
    Page 12 - Section 10. Fractional Interests. The Company shall not be required to
    Page 13 - Section 14. Cancellation of Warrant Certificates. In the event the Company
    Page 14 - Section 17. In the event at the time such successor Warrant Agent shall succeed
    Page 15 - Section 18. Change of Warrant Agent. The Warrant Agent may resign and be
    Page 16 - Section 19. Issuance of New Warrant Certificates. Notwithstanding any of
    Page 17 - Section 21. Modification of Agreement. The Warrant Agent may, without the
    Page 18 - Section 26. Counterparts. This Agreement may be executed in any number of
    Page 19 - EXHIBIT A
    Page 20 - N/A
    Page 21 - N/A
    Page 22 - N/A
    Page 23 - N/A
    Page 24 - N/A
    Page 25 - N/A
    Subdocument 5 - EX-10.4 - FORM OF SHAREHOLDERS' AGREEMENT OF HCP
    Page 1 - RECITALS
    Page 2 - AGREEMENT
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - Section 2 an equal number of Class B Shares. The Company shall maintain a number
    Page 9 - Section 3(b) following the occurrence of an Option Event with respect to an
    Page 10 - N/A
    Page 11 - Section 3 an equal number of Class B Shares. The Company shall maintain a number
    Page 12 - Section 4(c) immediately above.
    Page 13 - Section 4 shall take place as proposed by the Company with respect to the shares
    Page 14 - N/A
    Page 15 - N/A
    Page 16 - N/A
    Page 17 - N/A
    Page 18 - N/A
    Subdocument 6 - EX-10.6 - FORM OF BONUS INCENTIVE COMPENSATION PLAN
    Page 1 - N/A
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Subdocument 7 - EX-10.7 - FORM OF 1997 EXECUTIVE & NON-EMPLOYEE DIRECTOR SOP
    Page 1 - N/A
    Page 2 - Section 424 of the Code.
    Page 3 - N/A
    Page 4 - Section 14, the exercise price for each Option shall be determined by the
    Page 5 - N/A
    Page 6 - Section 6.4.1, in the event that the Company, its Parent (if any) or any
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - N/A
    Page 12 - N/A
    Page 13 - N/A
    Subdocument 8 - EX-10.8 - FORM OF EMPLOYMENT AGREEMENT W/JOHN A. BURCHETT
    Page 1 - N/A
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - Section 9(a)), such resignation shall be treated as a termination by the
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - N/A
    Subdocument 9 - EX-10.24 - MODIFICATION AGREEMENT
    Page 1 - MODIFICATION AGREEMENT
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - ASSIGNMENT
    Page 10 - N/A
    Subdocument 10 - EX-10.25 - FORM OF CONTRIBUTION AGREEMENT
    Page 1 - RECITALS
    Page 2 - N/A
    Page 3 - Section 2.2.2.
    Page 4 - Section 2.2.3, and (B) forgive, and discharge such Principal from liability for,
    Page 5 - Section 2.1:
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - N/A
    Subdocument 11 - EX-10.26 - FORM OF PARTICIPATION AGREEMENT
    Page 1 - RECITALS
    Page 2 - AGREEMENT
    Page 3 - N/A
    Page 4 - PARTIES
    Subdocument 12 - EX-10.27 - FORM OF LOAN AGREEMENT
    Page 1 - SECTION 1 - LOAN.
    Page 2 - SECTION 2 - REPAYMENT OF PRINCIPAL AND INTEREST ON NOTE.
    Page 3 - SECTION 3 - COLLATERAL.
    Page 4 - SECTION 5 - REPRESENTATIONS AND WARRANTIES.
    Page 5 - SECTION 6 - EVENTS OF DEFAULT; RIGHTS AND REMEDIES.
    Page 6 - SECTION 7 - MISCELLANEOUS.
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - EXHIBIT A
    Page 10 - EXHIBIT B
    Page 11 - N/A
    Page 12 - EXHIBIT C
    Page 13 - N/A
    Page 14 - Section 11 hereof, of the time and place of any public sale thereof or of the
    Page 15 - N/A
    Page 16 - N/A
    Page 17 - N/A
    Subdocument 13 - EX-23.1 - CONSENT OF DELOITTE & TOUCHE, LLP
    Page 1 - EXHIBIT 23.1
    Subdocument 14 - EX-99.1 - CONSENT OF DIRECTOR "REES"
    Page 1 - EXHIBIT 99.1
    Subdocument 15 - EX-99.2 - CONSENT OF DIRECTOR "CLYMER"
    Page 1 - EXHIBIT 99.2

     

     

     

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